About Us
BOX Exchange is a registered national securities exchange under the Securities Exchange Act of 1934 and is subject to the regulatory oversight and supervision of the U.S. Securities and Exchange Commission (SEC). Officially launched in 2012, it operates as an equity options market that supports both electronic trading and an physical trading floor. The exchange has established a Regulatory Services Agreement with the Financial Industry Regulatory Authority (FINRA), which assists in performing market surveillance, member examinations, and compliance functions to ensure all activities adhere to exchange rules and federal securities laws and regulations.
Technology, research, and a long-term view.
BOX is a brand focused on technology, research, investment knowledge, and wealth planning.
Informed decisions begin with expertise and knowledge.
Professional expertise and long-term understanding are the foundation for more informed investment decisions.
A practical set of services.
BOX is intended to support global asset allocation, wealth planning, investment education, quantitative research, and technology-assisted risk management.
Built around client needs and practical learning.
Client needs and objectives guide the approach, supported by knowledge, disciplined decision-making, and practical learning.
A thoughtful, informed part of life.
BOX is intended to combine education, technology, and practice so investment can become a thoughtful, informed part of life.
AAIS: Adaptive Alpha Intelligence System
AAIS represents the intended relationship between quantitative methods, AI, machine learning, data analysis, and risk awareness.
A cross-market view of opportunity and risk.
BOX is interested in US, European, Asian, and emerging markets, with cross-market research, diversification, and future collaboration.